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Every consultant must be registered with a
broker/dealer. Harbour Investments, Inc. is a full service, non-carrying
broker/dealer. Full service means they deal with all financial products:
mutual funds, variable annuities, variable life, stocks, bonds, CDs, etc.
Non-carrying means they do not hold cash or securities. Broker/dealers are
the intermediaries in the securities industry. They acquire relationships
with leading mutual funds, insurance companies and clearing firms.
Consultants have clients that they do business with, which is processed
through the broker/dealer. The broker/dealer enforces the rules and
regulations of the industry, as well as assuring a superior level of service
from their consultants. All broker/dealers and consultants are registered
with the National Association of Securities Dealers.
This site is published for residents of the United States only. Core Capital Financial Advisors may only conduct business with residents of the states for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact our office for information and availability.
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